Services

Regulatory Compliance Services

Regulatory Compliance Support

  • 24/7 assistance.
  • Responses to specific situations addressed via telephone or email.
  • Specific documentation review via secured email.
  • Regulatory changes communicated via monthly informational newsletter.

Policy Review and Development

  • Review, evaluate and recommend changes to existing policies and procedures.
  • Assist in development of policies and procedures to support new and updated regulatory requirements.

New Product Review and Development

  • Lending and Deposit
  • Assist in development to ensure compliance with regulatory requirements from conception through post-implementation.

Compliance Training Services

Customized Training

  • Lending
  • Deposit
  • Bank Secrecy Act
  • Community Reinvestment Act
  • Home Mortgage Disclosure Act
  • Identity Theft and Red Flags

Independent Reviews

Full Independent Compliance Reviews

  • Lending
  • Deposit / Operations
  • Bank Secrecy Act / Anti-Money Laundering / Office of Foreign Assets Control.

Community Reinvestment Act Evaluation

  • Every 3 years

Fair Lending Review

  • Every 3 years

Community Reinvestment Act / Home Mortgage Disclosure Act

Community Reinvestment Act Data Review

  • Quarterly data edit and analysis
  • Assist with data scrub
  • Annual filing

Home Mortgage Disclosure Act Data Review

  • Quarterly data edit and analysis
  • Assist with data scrub
  • Annual filing

Federal / State Regulatory Exams

Examiner questionnaire completion assistance.
Previous examination corrective action and implementation assistance.